” means: (a) a commercial bank, finance company or credit foncier company under the law governing financial institution businesses; (b) an insurance company under the law governing non-life insurance or
licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution/ Corporation/ Organisation (e.g. insurance company
Thailand by the following intermediaries who are licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution
securities business operator in the category of mutual fund or private fund management or as trustee or custodian; (2) a financial institution established under other laws and later licensed to undertake
limiting derivatives broker ’s responsibility on assets of clients , and in the case where the assets of the clients is lost or defected due to the omission of a derivatives broker ’s duty, there shall be a
days as of the changing date. In the case where the derivatives broker deposits or invests the segregated asset of client with financial institution having relationship as its parent company, subsidiary
. . 2553 Foreign Account Tax Compliance Act ( FATCA) 1 . . 2557 (Foreign Financial Institution FFI) ( / ) FFI FATCA ( FATCA “ ”) FFI FATCA FATCA FATCA FATCA FATCA ( Non- Participating Foreign Financial
principal or interest payment of debt securities or default on a loan payment of a commercial bank, finance company, credit foncier company or financial institution established under specific law; (7) the