Regulation of the Stock Exchange of Thailand or any other channel which unitholders would be able to thoroughly access information; (2) having reasonable period, without excessively short time, for disclosure

/Enforce Criminal Complaint Filed with an Inquiry Official Dated 13/03/2009 Lertviset and Miss Sasithorn Wuthiruengsakul, Asset Million Co., Ltd. (“AMC”) and its two directors at the time, namely Mrs. Wandee

license applicants, and to ensure that the licensing process is flexible and in alignment with the numbers of license types and license applicants, as well as the time for developing of the digital asset

contacting various investors and had been studying the details of investment proposals from investors for some time, but had not yet reached a conclusion on the matter. In fact, however, during that time, JKN

, the SEC has launched the application fee reduction scheme to allow auditors affiliated with audit firms in the capital market to apply for approval as auditor in the capital market for the first time

proposed amendments to such criteria to reduce redundancy and inject flexibility for reporting parties while ensuring that data users receive sufficient information within an appropriate time. Having

at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false

International Banks, the Thai Life Assurance Association, and investment unit selling agents. This is the first time that the single form will be used for opening an investment account for capital market products

The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop

SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market