Operating Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the
Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the Capital
THG shares to be inconsistent with normal market conditions This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1)(2) in conjunction with 244/6(1)(3) and Section 83 of the
under Section 178: (1) balance sheet, annual income statement and auditor’s report; (2) report of chairman of the Stock Exchange of Thailand; (3) summary of annual report; (4) budget and action plan for
correlated with the trading activities in the account for which Mr. Suthee was authorized to place price-manipulating orders. The actions of these two individuals constitute offenses under Section 244/3(1) in
://dividend.sec.or.th/stat-report/59_DEF_INV_DA_INV_TH.doc 6121pe.doc Notification of the Capital Market Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s
mission to protect the interests of the state. It is vital in undertaking the charges of offenders with fines in criminal cases under Section 29/1 of the Criminal Code, legal execution in breach of bail
understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA
Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs