order to comply with the stipulated criteria as required by law. The SEC has considered all relevant information and is of view that the aforementioned issues may pose significant impact on business
are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the
provider is required; 3) Exempting the SEC application and filing fee for sustainability-themed ICOs, from the effective date of the notifications of the amendments until 31 May 2025; 4) Requiring ICO
resolved to order Zipmex to rectify its operations. However, Zipmex was unable to make the required rectifications within the specified timeframe. Consequently, at the meeting on 1 February 2024, the SEC
initial approval. For the initial application, issuers are required to submit an ICO application and Part 1 of the Filing, which includes basic information about the issuer. Additionally, Part 2
Pursuant to the SEC’s rules, all Thailand ESG Funds are required to invest in companies operating sustainably and receiving SET ESG Ratings as eligible assets* at an average proportion of at least 80
required net capital level can be maintained and the SEC Office’s approval for business resumption is obtained; (2) Inform clients in writing about the business suspension without delay (3) Do or
fundraiser is also required to report the offering results to the SEC. Interested investors are advised to study the crowdfunding scheme carefully from all angles before making an investment decision
deemed the connected transactions, the company is required to disclose the information to the Stock Exchange of Thailand (SET) and to seek shareholders? approval on the transactions. GJS will hold its
from insufficient involvement of engagement partners and engagement quality control reviewers (EQCRs) and incomplete audit manuals as required by quality control standard. Findings by respective average