platforms such as social media channels to deceive the public through various means. For example, false advertising to solicit investments in non-existent assets, deluding investors with exaggerated high
SEC has been working with stakeholders to institutionalize gender equality and diversity as an example of sound business practice. Such information should also be provided in their annual report or
. For example, investors must receive copies of the investment unit purchases or sale orders with transaction details entered, and the amounts from the operating system of the fund or banks or asset
services and they will proactively contribute to the campaign by, for example, screening and selecting prominent mutual funds suitable for long-term saving and investing, providing consultation and advice on
suspicious and defective in many aspects. For example, (a) the investment consultant who affixed the signature in the requisition form for share transfer from client account was not the investment consultant
clients. In addition, a certain share transfer from a client account was found to be suspicious and defective in many aspects. For example, (a) the investment consultant who affixed the signature in the
Company will hold the GS both directly and indirectly total 46.00 percent of total paid-up capital of GS. Moreover, the transaction has precedent conditions that the company will invest when GS already
million. After the transaction completed, the Company will hold the GS both directly and indirectly total 46.00 percent of total paid-up capital of GS. Moreover, the transaction has precedent conditions
CRA should avoid issuing credit ratings for entities or obligations for which it does not have appropriate information, knowledge, and expertise. For example, where the complexity of a security or the