to clients; (3) mutual fund management excluding foreign investment funds; (4) private fund management; (5) securities borrowing and lending; (6) financing securities business; (7) derivatives
neither account owner nor account owner's appointee; failing to keep confidential client's information; and failing to keep records of investment advice and clients' trade order instructions; in violation
ethics and professional standards of conduct. In the case where the performance of duty involves non-public information, operational rules for the prevention of the disclosure of confidential information
non-public information, operational rules for the prevention of the disclosure of confidential information should be prescribed. 4. Criteria for selection of personnel for each unit shall encompass the
แจ้งมติที่ประชุมกรรมการบริษัท ครั้งที่ 7/2564 การได้มาซึ่งหุ้นของ DataOn Group และการเข้าทำรายการที่เกี่ยวโยงกัน การเพิ่มทุนให้กับ Private Placement และการกำหนดวันประชุม EGM ครั้งที่ 1/2565 (เพิ่มเติม
File As of Data Definition 1 Net Asset Value of Infrastructure Funds classify by Each Funds Quarter 2/2023 Click here to display all results [Private Funds] Number of Funds and Net Asset Value
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the
Digital Network Company Limited) 12/11/2020 18:36 the Capital Increase and Allocation to Specific Person (Private Placement),the Issuance and Offering of the Warrant RO B52-W3 and the Calling of the EGM No
. TECHNOLOGIES PUBLIC COMPANY LIMITED Disclosure Business News ( 6 record(s) found) Date Time Heading Link 16/01/2023 17:28 The offering of newly issued ordinary shares of the Company on private placement basis