transactions involve share acquisition of five companies and an investment in the development of power generating projects. Such significant transactions are considered asset acquisition. The board of directors
also considered personnel in the capital market. As a result, his aforesaid misconduct has caused him to possess the prohibited characteristics of capital market personnel.* This deems him unfit to
years because the confession and damage relief were considered extenuating circumstances.
make greater use of capital market apart from traditional financial options. SMEs are considered the backbone of economic development. At present, there are approximately three million SMEs in Thailand
*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the approved securities investment consultant for a year and 2 months. Having considered that {A} had already been suspended by
transaction is considered commercially viable, the price of AJP shares to be issued for share swap at 8 baht per share is not appropriate. The said view coincided with the opinion expressed by the independent
opening application form and supplementary documents out of the office. The SEC is of the opinion that taking out company assets without authorization and clients? trading information which is considered
Bill of Exchange (B/E) due at the end of the year 2016. Such knowledge considered as a material fact that negatively affects the price of IFEC securities. He took advantage of other investors by
was beneficial to the adjudication of the case, the Court considered it a mitigating circumstance. Accordingly, the punishment is reduced by half in accordance with Section 78 of the Criminal Code
that reflected operating performance of KBank and our subsidiaries in the second quarter of 2018 compared to the previous quarter and the same quarter of last year included: (Unit: Percent) Financial