placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 10/04/2024 agreed to
), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 01/07/2025 agreed to comply
Limited’s (TCC), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 25/04/2025 agreed to
Company Limited’s (TCC), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 29/08/2025
placing orders for several persons or through series of accounts in an undisclosed manner (omnibus account); (2) derivatives position limit of customer at any time; (3) derivatives position of customer that
Notifications of the Office of the Securities and Exchange Commission, orders and circulars issued under or prescribing guidelines in compliance with Notification of the Securities and Exchange Commission Re