: ......................................................................................................................................................... 3. Starting date of operation: ................................................................................................................................................................... 4
concerning operation of securities business of the securities company, and risk management system to prevent damage from all risk in undertaking securities business in order to be in the level that has no
securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information concerning operation of securities
, 2018 1. Analysis of operation results for the third quar ter of 2018 in compar ison with those for the same quar ter of 2017 (from the consolidated financial statements) Items Third quarter of 2018 Third
operation business as GSTEL was currently in the process of debt restructuring and seeking funds from external source with aim to enhance its balance sheet and improve their financial strength. The Company’s
DCORP 011/2019 February 27, 2019 Subject: Report on the overall operation of the year 2018 ended December 31, 2018 and the decrease in the overall operation more than 20 percent Attention: President Stock
capital market, investment management, or branch management of the applicant; (c) work related to control, supervision and management of business units concerning operation, compliance, internal audit or
products in the capital market, investment management, or branch management of the applicant; (c) work related to control, supervision and management of business units concerning operation, compliance