law enforcement over the past year, including the importance of promoting innovation, developing digital infrastructure, and offering diverse financial products for both businesses seeking capital
collaboration in preventing securities trading violations under the Securities and Exchange Act and the Anti-money Laundering Act. This agreement aims to support effective law enforcement capabilities and
their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law
also set the “AI-Powered Organization” strategy to drive the use of AI for enhancing regulatory efficiency and sustainable law enforcement. The SEC also set up an AI taskforce to drive systematic and
, Investment, and Taxes” for senior students, School of Law, Mae Fah Luang University. 22 November 2023: Lecture on “Investment for New Generations and Safeguarding against Scams” for Walailak University
strengthening mechanisms for sustainable investing, such as Thai ESG revised rules. Additionally, the SEC will emphasize digitization, particularly implementing technology to accelerate law enforcement
foreign business operators to provide services for Thai investors, guidelines for facilitating Ease of Doing Business in Thailand, the SEC’s law enforcement activities, the suspension of unlicensed business
specified by law must submit a written clarification of the reason for the postponement to the registrar on a case-by-case basis after AGM has been held. In addition, SEC is considering a deadline
Line at 1207 for further inspection. Any act found to be liable to an offense under the Securities and Exchange Act B.E. 2535 (1992) may be subject to legal action under the law, with both
postpone their general shareholders’ meeting. As a result, the approval and submission of the annual financial statements to SEC cannot be done within the deadline specified by law, and consequently the