ลงทุนในต่างประเทศมากขึ้น ซึ่ง ธปท. ได้พิจารณาอนุญาตแล้วก.ล.ต. จึงจะออกหลักเกณฑ์กำหนดให้ตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า (derivatives broker) ต้องมีระบบงานรองรับการให้บริการแก่ผู้ลงทุนรายย่อยที่ลงทุนใน
? futures trading orders through an account linked to him at another broker for his personal gain. This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of
. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of Section 9 and the third paragraph of
and Exchange Commission No. KorKhor. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of
investment characteristics similar to unit; “ derivatives broker ” means any person who obtains the derivatives business license in the category of derivatives brokerage under the Derivatives Act B.E. 2546
; “derivatives broker” means any person who obtains the derivatives business license in the category of derivatives brokerage under the Derivatives Act B.E. 2546 (2003). Clause 3 Maintenance of the net capital by
e-service Online Submission Licensed Derivatives Broker Licensed Derivatives Broker | Registered Derivatives Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker
Subsidiary RTN Insurance Broker Company Limited RTN Insurance Broker Company Limited which is principally engaged in life and non-life insurance brokerages and start operation during in the first quarter of
2.12% and 477.48 million baht or 6.64% respectively. Operation Performance of Subsidiary RTN Insurance Broker Company Limited RTN Insurance Broker Company Limited which is principally engaged in life and