pledged significant amounts of THG shares to several individuals, and some of these shares had already been enforced and sold at auction, while the remaining shares were at high risk of being transferred to
offenses committed by ALL stemmed from the orders or actions of Mr. Thanakorn Thanawarith, and Mr. Dusadee Lekyim. Therefore, both individuals are liable to the penalties under Section 300 in conjunction
of further legal action. The criminal complaint above has caused the two individuals to have untrustworthy characteristics as director and executive of securities issuing company and listed company
, the public can verify the names of the soliciting companies or individuals on the SEC website at www.sec.or.th or SEC Check First application, which also display the names of business operators under
, have played a critical role in supporting businesses and individuals through the Covid-19 pandemic. Now financial services have an equally important role to play as we recover - fostering a new, better
allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of
Growth.?PE is an investment of institutional investors or high net worth individuals who commit their money into targeted business having high growth potential and demanding funds for improving its working
financial institution established under specific law. ?Recently, bills of exchange have been actively used for fundraising not only from institutional investors but also from private individuals either
license with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) for further legal proceedings. With reference to clues and the SEC?s findings, the three aforesaid individuals
securities business operators and individuals before using their services or making investment decisions. In case of suspecious unlicensed securities business operation, please call SEC Hotline 1207 for