jurisdictions can submit the filing under ASEAN Disclosure Standards. In case of private placement to institutional and high net worth investors, they can submit single filing form in English version.In addition
(CIG-W1) in 2010 for other persons? benefits. This caused BLISS to have 17.4 million baht loss from such investment in CIG-W1 during the period that CIG-W1 had high cost and almost expired and eventually
trading period to be inconsistent with normal market conditions to mislead other persons that CHUO shares were in high demand at the time and lure them to trade such shares accordingly. His offense was in
for the clients trading securities under cash balance rule or those transferring high volume of securities into their accounts to increase their credit limit and later transferring such securities out
make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
directors and shareholders is also a WEH?s director and shareholder. In addition, due to its high value the transaction requires the approval from a shareholders? meeting that DEMCO will propose at an
the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk
decision-making.The above transactions are classified as high value acquisition and disposal of assets required the shareholders? meeting approval with the vote of at least three fourths of the shareholders
such loans were too low. The acts mentioned above did not comply with GSC’s investment policy causing GSC to experience high investment risks and lose the opportunity to gain higher and reasonable
sweeteners and sold since in 2nd Quarter 2018, therefore resulting in gross profit in 2019, with a higher gross profit than 2018. In addition, (b) increase in portion sale of high margin products mix Selling