พัฒนาตลาดทุนเมียนมา ได้แก่ การพัฒนากองทุนสำรองเลี้ยงชีพ (Provident Fund) ธุรกิจกองทุนรวม (Collective Investment Scheme) และตราสารแสดงสิทธิการฝากหลักทรัพย์ต่างประเทศ (Depositary Receipt: DR) รวมถึงหารือ
, designing mutual funds according to the investment policy, assets to be invested, payment period, investors’ expectation regarding unit selling, risk monitoring throughout the scheme term, obtaining diverse
The SEC has implemented the regulatory guillotine scheme,** which aims to review and revise regulations to suit the current situations, enhance competitiveness, and facilitate operations of
. Asset management companies are required to state which liquidity risk management tools they choose to use clearly in the investment management scheme and in the fund prospectus
inconsistency with normal market condition. The scheme was aided or abetted by {D} {E} and five other persons.Their actions were in violation of Sections 243 in conjunction with Section 244 of the Securities and
investing public to purchase or sell MILL shares, causing the share price to be inconsistent with the normal market condition. The scheme caused a 64.63 percent increase of MILL share?s closing price as the
on capital market infrastructure for sustainable growth including mutual recognition of regulatory standards and practices, development of collective investment scheme business, promotion of financial
, managing director of Bania Co., Ltd.Following the routine inspection, the SEC found that T.U. Dome Fund managed by ING Funds failed to comply with the fund scheme and regulations under the Securities and
fund scheme is not allowed. In addition, should past success of any trigger fund is part of an advertisment, the responsible intermediary must also disclose accurate and complete information on all
2,808,135,754 by issuing 460,000,000 new ordinary shares with par value of Baht 1.00 per share for the allotment to VAVA PACK Company Limited under the private placement scheme. Therefore, the purpose of this