1-31, 2007, respectively. Five more suspects relevant to the cases expressed an initial intention to enter the settlement procedure. The SEC will announce the settlement results in due course. The
and providing mentors. Five areas in the curriculum comprise short-term financial management, personal information management, financial planning, investment product selection as well as financial
2014 to the second quarter of 2016 of five EY clients which were listed companies to purchase securities of such companies while the clients’ draft financial statements were being recorded into the EY
, each jail term was reduced to five years and four months, making a total of 10 years and 8 months without suspension. On December 22, 2015, the Appeal court affirmed the judgment of the Criminal Court
agreement: Company Date of agreement AEON Financial Service Co.,Ltd. (“AFS”) Agreement period is five years from February 2018 to January 2023. AEON Credit Service Systems (Philippines) Inc (“AEON Systems
certificate of machinery registration no. 420331 at 55,000,000 Baht (Fifty-five million baht) (“Machines of Subsidiary Company”), for the Debenture Debt repayment to Chote Pittayachai 4 Co., Ltd. at the Central
and supports sustainable economic growth.”The SEC Strategic Plan for 2025 – 2027 focuses on five key results as follows: (1) Enhancing market confidence (Trust & Confidence) (2
volumes. Such behaviors took place during 25 – 31 August 2515 (including five business days) and during 19 – 21 October 2015 (three business days), misleading the general public into believing that during
as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021
both opportunities and challenges to business sectors and regulatory agencies in the Thai capital market. SEC has set five goals and priorities to address two types of current key issues, namely (1