liabilities in calculating net capital. This temporary measure would allow business operators a period to undertake improvements and adjustments to ensure that the subordinated liabilities not counted as
are requested to supervise and inspect all transactions that NUSA is currently conducting and will conduct in the future to ensure that they are accurate, appropriate and are of best interest for the
Following a public hearing on the proposal to amend the capital adequacy requirements for business operators to ensure that they have sufficient capital to address business risk and maintain
, in any forms or through any communication channels, is given to Thai investors; 3. Revising the required qualifications and assignment period of foreign personnel to ensure that the advisory services
these concerns. Most of these measures will be implemented from early July 2024. The SEC and SET will closely monitor these measures to ensure optimal outcomes and will consider amendments, higher
capital market participants to continuously enhance knowledge and understanding on this issue. The intended outcomes are to encourage investments in businesses that operate sustainably, ensure
The amendments will enhance the standards for issuance and offering of debt securities and the disclosure rules to better align with current circumstances and ensure that investors will receive
to ensure that business operators have sufficient capital to cover risks associated with their operation and support business continuity. This will protect investors and build confidence in business
Commissions (IOSCO). This is to ensure that, if necessary, the SEC will be able to exchange information regarding the supervision of those foreign funds with foreign regulators under the IOSCO Multilateral
licensed digital asset business operators in Thailand to ensure protection under the Digital Asset Business Law. The SEC closely monitors and inspects compliance with the law. Investors using services from