license, which is a legal offense under Section 17 and Section 26 subject to the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7550 Company Profile - J.S.P. PROPERTY PUBLIC COMPANY LIMITED Company

where the company may be liable to an offense related to client assets, which may cause damage to the clients, pursuant to the resolution of the SEC Board. Zipmex submitted clarifications on the matters

According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on

and Exchange Act B.E. 2535 (1992), as amended by the SEA (No. 5) B.E. 2559 (2016), prescribes that a civil sanction can be imposed on an offender committing a criminal offense under the SEA.Details of

letting Atthavut and Sujeera use her securities trading accounts and bank account to conceal their respective identities, she committed an offense subject to the penalties under Paragraph 1 of Section

Sujeera use her securities trading accounts and bank account to conceal their respective identities, she committed an offense subject to the penalties under Paragraph 1 of Section 297 of the SEA. The Civil

has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of approval as securities

an offense liable to revocation of approval as securities investment consultant. However, the approval as securities investment consultant for {A} has already expired since 31 December 2019. SEC has

predicate offense under the Money Laundering Control Act. The SEC has therefore forwarded the case to the Anti-money Laundering Office for further consideration regarding relevant matters. In any case, filing

commission of offense under Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the time of the offenses. Currently, the