following regulations: Clause 1. In this Notification: “securities company” means a securities company licensed to undertake securities business in the category of mutual fund management. Clause 2. This
Investment Units of Closed-End Funds _____________ By virtue of Clause 26/1 of the Notification of the Securities and Exchange Commission No. KorNor. 46/2541, Re: Rules, Conditions, and Procedures for
of Closed-End Funds _____________ By virtue of Clause 26/1 of the Notification of the Securities and Exchange Commission No. KorNor. 46/2541, Re: Rules, Conditions, and Procedures for Establishment and
and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees _____________ By virtue of Clause 3(4) of the Notification of the
promulgates regulations as follows: Clause 1 This Notification shall apply to- (1) For the purpose of governance under Chapter 3/1 of the Securities and Exchange Act B.E. 2535, foreign ETF established under law
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
following regulations: Clause 1 This Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes
___________________ By virtue of Section 109 of the Securities and Exchange Act B.E. 2535 (1992) and Section 14 and Section 19 of the Derivatives Act B.E. 2546 (2003) and Clause 1 of the Notification of the Capital