business in the category of securities brokerage, securities dealing, securities underwriting or mutual fund management, excluding the financial institution established under other law and licensed to
Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the
Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re
Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the Securities and Exchange
., Ltd. (“KT ZMICO”) of Baht 10.01 million (The Company holds 49.71%). Total revenue of KT ZMICO increased by Baht 55.63 million from brokerage fees and fee and services income. Its total expenses also
อยเมื่อเทยีบกับความเสี่ยง จากการทําธุรรมอื่น ดังนั้น จึงเห็นควรใหนําเฉพาะความเสี่ยงที่เกิดขึน้จากการทําธุรกรรมนายหนาฯ มาเปนฐานในการกําหนดเม็ดเงินขั้นต่ํา โดยมีแนวคิด ดังนี ้ 1.1 Brokerage business
. 55/2552 Rules, Conditions and Procedures for Brokerage, Dealing and Underwriting of Investment Units 03/08/2009 01/09/2009 12. Notification of Capital Market Supervisory Board TorKhor. 56/2552 Rules
01/09/2009 12. Notification of Capital Market Supervisory Board 63/2552 Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment Units
noticeable performance improvement. While the share of profit from KT ZMICO dropped due to the market fluctuations and lower equity market trading volume compared with last year, resulted in lower brokerage