following actions during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the
policy. In the event of changes in the organizational structure, operational systems or other events which significantly affect the operations, the securities company shall take the actions required under
significantly affect the operations, the securities company shall take the actions required under (1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall
affect the operations, the securities company shall take the actions required under (1) without delay. Clause 10. In the event that a major operational disruption occurs, a securities company shall report
, deemed as a class 2 transaction under the Acquisition and Disposition Notifications. Therefore, the Company is required to undertake the following actions: (1) disclose information on the class 2
supervisory Board Thor Jor. 20/2551 Re: Rules on significant transactions constituting acquisition or disposal of assets and Notification of SET Re: Disclosure of information and actions of a listed company on
Thailand regarding Disclosure of Information and Other Acts of Listed Companies concerning connected transactions B.E.2546. KYE must take following actions:- /• Seek approval …………..……………. • Seek approval
extreme rebalancing actions resulted in losses. 2. Expenses The Company’s total expenses for the first quarter of 2020 were Baht 503 million, a decrease of 4 percent compared to the first quarter of the
to final the relevant details, documentations, and/or actions for Overallotment Agreement and/or CCPT-KY Plan as deem appropriate. The IPO Plan and the Optional Shares will dilute the Company’s