fail to attend such training course within the specified period, the intermediary shall prohibit such personnel from providing services to clients regarding investment in capital market products
resolved to order Zipmex to rectify its operations. However, Zipmex was unable to make the required rectifications within the specified timeframe. Consequently, at the meeting on 1 February 2024, the SEC
services to clients regarding investment in a capital market product denominated in foreign currency , the intermediary shall comply with the following rules: (1) To provide services within the scope of each
Building Confidence in the Capital Market No. 115/2017 SEC notifies PACE to clarify the fair value measurement of its investment Bangkok, 16 November 2017 – The SEC has notified Pace Development
In the absence of such terms and conditions in the trust deed, the Trust for Transactions in Capital Market Act B.E.2550 (2007) stipulates that the resignation, dismissal and appointment of
maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
capital total baht 765,000,000 and Paid-up capital baht 765,000,000 with 7,650,000 common shares at a baht 100 par share and the Company will hold 33.33% which amounts to baht 254,974,500 at value 100 baht
(2) of the Notification of the Capital Market Supervisory Board No. TorNor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Fund dated 10 January 2011
under process, by calculating the size of the connected transaction and notifying again.) Started business : within the first quarter of 2021 Registered Capital : THB 60,000,000 Par Value : THB 5 Number