brokerage firm stating that {C} sent trading orders through client's account without evidence of trading orders from client. The SEC investigated on the case and found that there were trading orders in
individuals are banned from engaging in or associating with any securities or derivatives business firm and their registrations with the SEC as securities business personnel have been revoked. The findings in
ให้สำนักงาน ก.ล.ต. สารบัญ หน้า 1. ข้อมูลเกี่ยวกับสำนักงานสอบบัญชี 1 2. กิจการที่อยู่ในเครือเดียวกันกับสำนักงานสอบบัญชี (network firm) 3 3. การจัดการภายในสำนักงานสอบบัญชี 3 4. ผลการตรวจสอบระบบการควบคุม
Net Tangible Asset (NTA), and is not a related transaction and that the size of the transaction does not require us to disclose the information in accordance with the disclosure rule for acquisition and
% of company’s Net Tangible Asset (NTA), and is not a related transaction and that the size of the transaction does not require us to disclose the information in accordance with the disclosure rule for
Rule (NCR) 18/09/2540
statement ended March 31, 2019. Therefore, the Company has no obligation to disclose the information in accordance with the disclosure rule for acquisition and disposition of assets of a listed company
according to consolidated financial statement ended September 30, 2019. Therefore, the Company has no obligation to disclose the information in accordance with the disclosure rule for acquisition and