mutual funds’ assets; (f) Systems for preventing conflicts of interest, and for safekeeping of confidential information of mutual funds; (g) Systems for supervising the valuation of mutual funds’ invested
; (Translation) 3 (f) Systems for preventing conflicts of interest, and for safekeeping of confidential information of mutual funds; (g) Systems for supervising the valuation of mutual funds’ invested assets in
เก็บรักษาข้อมูลและความลับของลูกค้า (maintain data integrity and protect confidential information of customer) ผู้ประกอบธุรกิจต้องให้ความส าคัญกับการจัดท าหรือบันทึกข้อมูลของลูกค้าอย่าง ถูกต้องและครบถ้วน
, as well as adequate measures to keep information of members and their clients confidential. Clause 18 To protect public interest and investors’ rights, a derivatives exchange shall disclose information
transaction is not classified as acquisition and disposition of assets since the size is lower than 15%; the Meeting can approve and proceed this transaction. However, this transaction will be presented in the
higher gross profit margin than 2 existing businesses. Consequently, overall gross profit margin profit has increased. Operating results classified by business are as follows: Management service Revenue
Transaction is classified as a Class 5 Connected Transaction, i.e., an offer of financial assistance, pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 Re: Rules on
disruptions Examples of emergency incidents are classified into a group for clearness and being a guideline for intermediaries for analysing possible impacts of various crises in order to specify more extensive