standards of conduct strictly applied in other countries. Trading securities on behalf of clients and inform them afterwards is not in accordance with ethics and professional standards and at times causes
become more attractive to investing public as an alternative to traditional savings. For potential and new investors, mutual fund managed by professional managers would be a suitable investment choice. For
to ensure compliance of its business conduct with ethical and professional standards of the industry. ?Securities firms are doing business based upon clients? trust and confidence. Any breach of
signifying companies? health, while professional integrity will serve the society with accurate information.?Prateep Tangmatitham, TLCA Vice Chairman said that ?On behalf of listed companies, we are very
Professional Conduct dated June 21, 2005 and Clause 14(6) of the SEC Office Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated October 14, 2009 which was in
owners, in order to gain indirect benefits for himself. His actions are deemed as failure to honestly and fairly perform his duty in providing financial services, lacking of professional accountability or
advice with bias, not based on professional standards, and without supporting studies/researches or imparting rumors. For {E}, his action was considered using client account to trade securities for the
from 2024 to 2027; (5) The Excellence Synergy Award, for associations and professional clubs in the capital market; and (6) The Financial Changemaker Award, for financial and investment
of Ethics for Professional Accountants (จรรยาบรรณของผู้ประกอบวิชาชีพบัญชี หรือ “code of ethics”) โดยมีผลใช้บังคับตั้งแต่วันที่ 15 กรกฎาคม 2560 ซึ่งปัจจุบันสภาวิชาชีพบัญชี ในพระบรมราชูปถัมภ์
, travelling expenses and professional fees. In 2018, the increase in administrative expenses are mainly due to (1) increase in employee and management expenses from new hires supporting business expansion of