reasonableness of the assumptions used in the fair value measurement and to disclose the assumptions, its review of the reasonableness of the assumptions, and the sensitivity analysis on significant factors. The
Don’ts of Investment, and key information to review before making investment decisions. The event took place on 4 November 2024 in Nakhon Pathom Province.
securities brokering, dealing, underwriting, mutual fund management, private fund management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities
this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing, underwriting, mutual fund management, private fund
, underwriting, mutual fund management, private fund management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities opening accounts or engaging in
persons participating in seminars); 3. Information on registered capital/paid-up capital of securities companies. ✓ ✓ ✓ 1. Information on foreign investment of private funds and the portfolio of securities
No. 11/2013 SEC instructs TUCC to cooperate with the auditor to review Q2 and Q3/2012 financial statements Bangkok, February 6, 2013 - The SEC has instructed Thai Unique Coil Center Plc., (TUCC) to
Cannabiz way Co., Ltd and CBD Bioscience Co., Ltd that would impact on the consolidated financial statements and the separate financial statements. Therefore, the SEC has notified EE (1) to review and
The public hearing under the regulatory guillotine scheme welcomes comments from the public and stakeholders regarding review and revision to the debt securities regulations. The proposed amendments
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in