statements for Q1/2013 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute

year 2012 (Form 56-2, 2012), and (5) the reviewed financial statements for Q1/2013 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged

L.V. TECHNOLOGY PUBLIC COMPANY LIMITED L.V. Technology Public Company Liimited (LVT) failed to prepare and submit the financial statements for Q3/2014 to the SEC and the SET within the specified

the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations

-month period ended June 30, 2016 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the

within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) had duties to prepare and submit the Complaint report of Q2/2023 within JULY 17

Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. On