and social responsibility. The award consideration criteria are divided into four categories, namely (1) performing duties responsibly, (2) performing duties under the rule of law, (3) operating in
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers
), sold 29,000 shares of BLA through his the securities trading account in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net
BLA through its the securities trading account in such a way as to take advantage of other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2
), knew or possessed the inside information that ICHI's operating net profit decrease in the financial statement of 2016 which significantly fell from the operating net profit of Q4/2014 had a net loss
transparency of securities markets, and reduce systemic risk. The Principles apply to all types of CRAs operating in various jurisdictions. However, to take into account the different market, legal, and
05-E 1/2 RC 05/19 18 February 2019 Subject : Report on the Company’s operating results for the year 2018 Attention : President of the Stock Exchange of Thailand Jasmine International Public Company
November 28, 2005 No. 14/2019 13 November 2019 President The Stock Exchange of Thailand 93 Ratchadapisek Road, Kwang Dindaeng, Khet Dindaeng, Bangkok 10400 Subject : Clarification of the operating