business operator must be a juristic person as follows: (1) a commercial bank under the law on commercial bank; (2) a financial company under the law of finance business, securities business, and credit
regulations: Clause 1 In this Notification: (1) “executive” means a manager or a person with power of management; (2) “manager” means any person who is authorized by the board of directors of the company to
e-service Online Submission Mutual Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorNor 24/2553 Units of
e-service Online Submission Derivatives Fund Manager Business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35/2548 13/09/2005
e-service Online Submission Derivatives Dealer >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35/2548 13/09
applicant for approval of trust manager is a company with the main business objective to act as the trust manager, its directors must meet the following criteria: (a) there shall be at least two directors who
securities, the terms “ warrant ” “ execise of rights under warrants ” “ institutional investors ” “ registration statement ” “ parent company ” “ subsidiary company ” “ executive ” “ major shareholder ” and
securities, the terms “warrant” “execise of rights under warrants” “institutional investors” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling
“warrant” “execise of rights under warrants” “institutional investors” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling person” shall have the