compliance; (2) Revoking notifications that are no longer necessary or become overlapping, for example, repealing the rule requiring asset management companies to notify the fund’s annual report
following notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2552 Re: Application and Approval for Offer for Sale of Newly Issued Structured Notes dated
Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
significant requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared
. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees
Acquisition and Disposition of Assets B.E. 2547 (2004) (as amended) (collectively the “Notifications on Acquisition and Disposition of Assets”). Upon calculation of the value of the Asset Disposition
, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators
for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing the principles and draft notifications for the amendments to
Trust status with the SEC. The SEC is therefore conducting the public hearing on the proposed principles and draft relevant notifications, requiring VC or PE Trust preferring revenue tax exemption to