decision making and the measures for investor protection. In this regard, the SEC Office may prescribe conditions with which the foreign entity shall comply. Clause 11 In the case where it appears to the SEC

 Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data

significant  requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared

for investor protection. In this regard, the SEC Office may prescribe conditions with which the Thai government agencies shall comply. Clause 10 In cases where additional facts appear to the SEC Office

not have received material information to support their investment decision making; (3) The Company that is issuing or offering structured notes is a financial institution pursuant to Clause 23(2) with

other work system or undertaking that may have a material impact on the issuance of depositary receipts and the good practice of the business. Clause 11 If, after the SEC Office has considered that the

investor protection. In any case, the SEC Office may specify conditions for the applicant to comply with. Clause 8 The SEC Office has the authority to grant an exemption for the disclosure of detailed

………[effective date of form 69-BASE-FD]……… 1 SUPPLEMENTARY INFORMATION A. Update the information in form 69-BASE-FD. B. Provide the information about material events occurred during the program which may

investment, listed companies must also consider the transaction size and the obligation to comply with the governing regulations. If such transaction is liable to be material, the companies shall be subject to

Limited (SUPER) shares.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further inspection has revealed that Khumsup took advantage of the material information, which had not been