remarks were delivered by Mr. Jesada Paramabhronpilad, Director of the Information Technology Audit and Cyber Risk Supervision Department, SEC. The workshop was attended by 566 participants from 160
การณ์ของตลาดทุนในปัจจุบัน โดยได้จัดตั้งฝ่ายกำกับธุรกิจแนะนำการลงทุน (Investment Advice Supervision Department) เพื่อกำกับดูแลผู้ให้บริการด้านคำแนะนำและการขายหลักทรัพย์แก่ผู้ลงทุน ซึ่งเดิมเป็นหน้าที่และ
's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
the Bank of Thailand, including elimination of the Foreign Exchange Transaction Form, with implementation expected by the end of this year. Criteria for Supervision of Financial Conglomerates The Bank
the rules related to disclosure of information under Clause 23/1 Clause 24 and Clause 25; (4) having a local representative in Thailand under Clause 26; (5) complying with the additional rules under
insurance business and non-life insurance business, whether operating under Thai or foreign law. “local auditor” means an auditor being able to legally audit according to the laws or rules of the country
enterprise information technology and operating systems for information security; (2) supervision, monitoring and examinaion of compliance with the policies, measures and the operating systems under (1); (3
to disclose information related to the arrangement of reserves in a manner that is accessible to the public; and (3) mutual fund supervision will primarily take into account unitholders’ benefits, with
). Revenue has increased 1.26 million baht (ratio 2.45%) due to sale local increased by 0.96 million baht, increasing return estimates 0.46 million baht, rental income increased 0.54 million baht, other