may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of

the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders

not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any

evidence, SEC has found that Artit gave investment advice and solicited the general public to invest in securities and derivatives. In so doing, he used the Japhoon Facebook account as an advertising channel

time they open a new account. The single form helps to solve such issue. In addition, investors may request the current service provider who has a compatible system to send the account opening

, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate

Pursuant to Section 89/25 of the SEA, the auditor has the duty to report suspicious circumstances that were found from the audit in accordance with the auditing standards. SEC therefore proposes

physical asset delivery. The solicitation messages are translated into Thai and other languages. In the case of the Facebook accounts Pimnara Poonsawat and Befaii Suwinya, the public is solicited to send

fund) instead of the whole master fund. This policy-based calculation will also apply to investment in assets of the employer and companies in its group;           (2) Investment in units of mutual fund

account to the client every time after the trade date. {B}, however, agreed to make reparations to the client.In performing their duties, investment consultants can send trading orders only when obtaining