intermediary shall comply with the outsourcing rules in this Chapter. In this regard, the outsourcing shall be based on objective reasons and shall not have a result as if the intermediary does not operate the
” means association related to securities business authorized from the Office to establish and register with its objective to support and develop securities business in the category of investment management
considering the appropriateness of investment, the objective of investment, the financial position or the demand of any specific person. “investment planner” means a person providing investment consultation to
Company and its shareholders resulting from the transaction. In addition, the objective of this report is merely to provide an opinion on the transaction to the Company’s shareholders only. Notwithstanding
ต่อไปได้ รวมทั้งผลกระทบที่อาจมี (business impact analysis) (ง) ระยะเวลากู้คืนระบบงาน (recovery time objective) (จ) ข้อมูลล่าสุดที่จะกู้คืนได้ (recovery point objective) (ฉ) รายละเอียดของระบบงานส ารองและ
ผลกระทบที่อาจมี ต่อการด าเนินธุรกิจ (business impact analysis (BIA)) (4) ระยะเวลากู้คืนระบบงาน (recovery time objective) (5) ข้อมูลล่าสุดที่จะกู้คืนได้ (recovery point objective) (6) รายละเอียดของระบบ
; (d) having the objective to register units as listed securities on the Stock Exchange; (e) complying with the rules as prescribed in Clause 11 in case of classification of unit classes; (f) having the
association related to securities business which is licensed by and registered with the SEC Office with the objective to promote and develop 3 Repealed by the Notification of the Capital Market Supervisory
from the SEC Office; (18) “ association ” means an association related to securities business which is licensed by and registered with the SEC Office with the objective to promote and develop securities