period closing date, whichever is earlier. The 81-1 Short-Form must be made through the Stock Exchange of Thailand’s (SET) Electronic Information Transmission System and shall be deemed reporting to the
Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the
details of the rules to better communicate the intent and enable effective risk control implementation.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=998 and the
related to provision of NVDR transaction services by securities companies, issued on 30 March 2024: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10700&NewsNo=72&NewsYear=2024&Lang=EN
documents are available at the SEC website: https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1111. Stakeholders and interested parties are welcome to submit comments and suggestions through the website or
The Office of the Securities and Exchange Commission (SEC) participated in a panel discussion on the topic “Exposing Scams: Staying Ahead of Scammers 5.0” and presented an investor education
https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=825 . Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: thanatip@sec.or.th or kornwara
services to a client, and (2) ongoing form for investment transactions such as subscription, redemption and switching. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages
Presently, supervising “digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset broker; and
Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E