Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment units without high-risk or complex characteristics issued and offered for
Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange
Exchange Act (No. 2) B.E. 2542 (1999) and Section 15, Section 18, Section 23(3) and (5) and the first paragraph of Section 24 of the Derivatives Act B.E. 2546 (2003) , the Capital Market Supervisory Board
Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives
reference to this Notification. Notified this 11th day of March 2013 - signature - (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market
reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re: Offering of Units of Infrastructure Trusts ___________________ By virtue of Section 16/6 of the Securities and Exchange
) and (4), Section 42(10) and Section 43(3) of the Securities and Exchange Act B.E. 2535 (1992), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification
) the offer for sale of debt securities may constitute an avoidance of the rules issued under the Securities and Exchange Act and the Trust for Transactions in Capital Market Act; (3) the offer for sale
– (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board Remark: The rationale for issuing this Notification is to promote
received the Top Innovative Organization Award 2018, which was arranged by National Innovation Agency (Public Organization), The Stock Exchange of Thailand (SET), Market for Alternative Investment (MAI) and