SEC Search

SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8067

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC declines EARTH?s request for another extension of deadline for submitting the report on the re-assessment results of the fair value of mining property rights

Bangkok, 31 January 2019 ? The SEC has declined the request from Energy Earth Public Company Limited (EARTH) to extend the deadline for reporting the re-assessment results of the fair value of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7319

SEC public hearing on draft notifications concerning definitions of “executive”, “business in group of digital token issuer” and “business in group of securities issuer”

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=618

SEC Thailand’s Public Hearing on Proposed Regulations for the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=636

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

SEC Thailand’s Public Hearing on Drafted Regulations for the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=693

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Qualification of Settlor of Trust and Trustee and Conduct and Duty of Trustee

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=727

SEC Thailand’s Public hearing on the amendment the rules relating the deposit in lieu of performance of obligation for liquidation of the property funds and infrastructure funds.