documents and evidence in full from the securities company, except in the case where there is a necessity to conduct further inspection of any facts and the Office has informed the securities company of such
necessity to conduct further inspection of any facts and the Office has informed the securities company of such necessity prior to the end of such period of time. Clause 4. In the case where there appears
from the construction project occurred during the period of the year 2013 – 2015. Due to the aforesaid facts, the financial institutions are unable to provide the financial support such as project
concerning information disclosure of property funds, infrastructure funds, infrastructure trusts and REITs Bangkok, April 29, 2016 ? The SEC is seeking public comments on draft rules concerning guidelines for
on asset allocation, equity funds or alternative funds, excluding tax incentive funds; (3) Disclosing fund facts and warnings on crypto asset exposure clearly for investors’ information. 3
additional facts, the SEC Office shall notify the securities company in writing as well as stating the grounds or the period of time required for such consideration, as the case may be. In cases where the
trusted and secure system within 30 days from the deadline under (1) and must report each procedural step of its action for the SEC’s information without delay. (2) By virtue of Section 35
Administrative Sanction Clause 6. When the SEC Office has gathered the facts and preliminarily considered that any person has the behavior that should be subject to the administrative sanction, the following
usable, consequently necessitating sales below cost. However, the auditor was unable to verify this claim and found no supporting evidence to confirm the stated facts. After considering in conjunction