securities and the changes to such holdings (Form 59) within 14 September 2021 and 30 August 2024 respectively. However, Mr. Chone prepared and disclosed the report (Form 59) to the SEC office on 4 April 2022
September 22, 2023. However, Mr. Wang prepared and disclosed the report (Form 59) to the SEC office on September 3, 2021 and September 29, 2023, which means Mr. Wang failed to prepare and disclose the report
the digital asset price or the decision to invest in digital assets. It was found that the information on the price and trading volume of Zipmex Token (ZMT) disclosed on Zipmex’s digital asset exchange
inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
/06/2018 the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the
the audit within 30 days.On 20 June 2017, EARTH disclosed information through the Stock Exchange of Thailand (SET) Electronic Information System that it had defaulted on the bills of exchange (B/E) and
SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make
Bangkok, February 11, 2013 - The SEC imposed a one year suspension on {A}, a capital market investment consultant of Finansia Securities Plc., effective from February 8, 2013; and also disclosed
compared to the 1st quarter of 2015 that was disclosed to the public on 11 November 2015 (at 17.10 hrs), and - the net profit of TOG in the 1st quarter of 2015 of 75.30 million Baht, which increased by