disclose the report (Form 59) to the SEC office within the period specified in the notification of SEC (by 6 June 2022), as he submitted the Form 59 report to the SEC on 13 June 2022, which was later than
(Form 59) in accordance with the SEC’s regulations, as he had conducted a transaction involving the sale of KSL securities on 15 June 2022. However, Mr. Sukhum failed to prepare and disclose the report
accordance with the SEC’s regulations, as he had conducted a transaction involving the sale of ASW warrants on 30 May 2022. However, Mr. Suchet failed to prepare and disclose the report (Form 59) to the SEC
recording device. Clause 17 A securities company shall not trade securities by using inside information in such a way that takes advantage of outside persons or disclose such inside information for other
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in the financial statements inaccurately or incompletely, the
for commercial real estate project, and this transaction is an ordinary course of business transaction under general commercial conditions, thus the Company is not required to disclose this transaction
to collect, use or disclose personal information on the legal basis of public interest in accordance with Section 24(4), Paragraph 1(2) of Section 25, and Section 27 of the Personal Data Protection Act