, Chavin, Iryne and Saliga to mislead general investors into believing that the ABC shares were traded in high volumes. When investors bought the shares, the group sold the shares and made profits from the
when such cryptocurrencies are traded, exchanged or deposited with the digital asset business operators regulated under the Royal Decree, and such operators must be the financial institutions under the
cryptocurrencies or accept cryptocurrencies from customers only when such cryptocurrencies are traded, exchanged or deposited with the digital asset business operators regulated under the Royal Decree, and such
-Diligence, and preventive measures against money laundering. In addition, digital assets and cryptocurrencies to be traded and exchanged must be specified by the SEC Board or denominated in Thai Baht only
) Haircut rates on position risks of certain types of instruments will be adjusted while additional haircut rates for position risks for shares traded on the LiVE Exchange and depositary (LiVE Exchange) and
becoming a publicly traded company. Participated business with potential to be qualified to go public will be advised by financial advisor and auditor to help restructure its organizational management to be
that YCI shares were traded in big volumes. Such manipulation caused the price and the trading volume of YCI shares to be inconsistent with the normal market condition. In so doing, Siwasit was assisted
orders through his account and requested {A} to inform him afterward. {A} admitted that he had made the aforesaid agreement with the client and daily traded securities through client's account, at
2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will
(Thailand) Plc, the SEC probed into the case and found that {A} had traded the securities on the client's securities account without client?s order and resulted in the trading loss. In addition, several