and financial literacy. The SEC Open House was not only attractive and stylish but comfortable enough for all visitors to make themselves at home. We obtained a very warm welcome from investors and the

within December 31, 2013 must be for setting up of specific property fund only. In addition, a management company is required to submit to the SEC a due diligence certification.? Mr. Vorapol said.

misconducted profiles from public fundraising. In the former rules, any misconducts found during PO submissions such as forged accounting, issuer would only subject to disapproval, while, the recent revised

investors? decision making. Meanwhile, the suspension of the cooling period will be lifted only after CHEWA completely clarifies and provides equal and identical information in the IPO filing as that given in

requirement for financial advisor participation in the preparation of the registration statement;    3) Fees: to exempt the filing fee of the registration statement and require only the application fee of

case with hedge funds. Meanwhile, the investor qualifications would also be revised to ensure that only accredited investors with matching risk profiles would be eligible to invest in higher risk mutual

a general approval for individuals who have been ready to perform the duties of PF/DF marketing agents, (2) the relaxation of work system requirements to focus only on those essential for duty

companies, whereby the reporting duty would begin only after the issuer?s securities have been listed on the Stock Exchange of Thailand.The consultation paper is available at www.sec.or.th. Stakeholders and

issuing Thai companies, whereby the reporting duty would begin only after the issuer?s securities have been listed on the Stock Exchange of Thailand.  The consultation paper is available at www.sec.or.th

successful performance of any trigger fund may proceed only after accurate and complete information on all of the trigger funds under management is clearly disclosed for investors? comparison and decision