Custody of Clients’ Assets by Securities Companies (No. 4)
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Clients’ Assets by Securities Companies (Codified)
1 At JSP 012/2561(OOP) March 27, 2018 Subject Notifications of the connected transaction regarding the receipt of financial assistance, Adjustment of Directors To The President, The Stock Exchange of
into the Credit Agreement to receive financial assistance from Link Capital I, in the amount of USD 71,000,000, or equivalent to THB 2,450,154,777.78, with a loan period of 5 years2 (the “Financial
Agreement to receive financial assistance from Link Capital I, in the amount of USD 71,000,000, or equivalent to THB 2,450,154,777.78, with a loan period of 5 years2 (the “Financial Assistance”), where on
provided as transactions regarding grant of financial assistance. The transaction volume was less than Baht 100 million, or less than 3% of net tangible assets (NTA), whichever may be lower. Such 3% of NTA
shareholders meeting consider and approve the offer of financial assistance or the Granting of Loan Transaction. Due to the transaction value exceeding 3.00 percent of the net tangible assets of the Company, the
provide financial assistance to subsidiary company The Board of Director’s Meeting of AEON Thana Sinsap (Thailand) Plc. No. 14/2019 held on December 30, 2019 passed the resolution of the connected