derivatives dealer shall inspect, supervise and take responsibility to ensure that its staff and personnel are complying with the law on derivatives and the guidelines issued under such law including the code
agreement with accrued interests; (3) promisory notes and bill of exchange issued by financial institution under the Law on Loan Interest of Financial Institution ; (4) investments in securities, derivatives
interests; (3) promisory notes and bill of exchange issued by financial institution under the Law on Loan Interest of Financial Institution; (4) investments in securities, derivatives and other financial
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
in matters stipulated in sub-paragraph (1) so that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in
trading and providing of derivatives services by the securities company issued by virtue of the Securities and Exchange Act B.E. 2535 (1992) and such derivatives broker possess qualifications specified in
according to the notification governing derivatives trading and providing of derivatives services by the securities company issued by virtue of the Securities and Exchange Act B.E. 2535 (1992) and such
the Office to make a derivatives trading for their own account according to the notification governing derivatives trading and providing of derivatives services by the securities company issued by