Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
Mr. Thawatchai Pittayasophon, Deputy Secretary-General of the Securities and Exchange Commission (SEC), and Mrs. Sittasri Nakasiri, Assistant Secretary-General, joined the ASEAN Capital Markets
The Securities and Exchange Commission (SEC), led by the Capital Market Education Department, collaborated with SEC Ambassador in organizing a workshop on “Financial Investment Knowledge,” featuring
Srisawad Capital 1969 Public Company Limited Srisawad Capital 1969 Public Company Limited ("SCAP"), a listed company, prepared and submitted the inaccurate key financial ratio for the year
G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, prepared and submitted the inaccurate key financial ratio for Q2/2024 through the
G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, failed to prepare and submit the financial highlight for Q2/2024 through the transmission
G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, failed to prepare and submit the financial covenants for Q2/2024 through the transmission
1 August 17, 2018 Subject: Capital Increase for Offering for Sale to Specific Investors (Private Placement), Connected Transaction, Amendments to Articles of Association/Objectives of the Company and
Hero Experience on October 9, 2017 as such change is a condition of the entry into the Share Acquisition Transaction by the Company which is currently under the process of capital increase in Hero