Bangkok, September 5, 2011 - The SEC has suspended two investor contacts, (1) {A}  for not taping the conversation made with client on trading orders and (2) {B} for interfering with client's assets

response, the SEC has taken ongoing actions, focusing on both preventive measures to mitigate potential harm and enforcement actions against misconduct, while working in close coordination with relevant

establishment on 7 June, 2016, registered capital and paid –up capital 10,000,000.-Baht, with 100,000 ordinary shares with a value of 100.00 Baht. 2) Transaction Date On October – December, 2017 3) Type of

include a movie theater, bowling and ice skating In Thailand to operate after the company has cooperated with the government both domestic and abroad by temporarily shutting down various businesses of the

provisions relating to the restriction of rights and liberties of persons, which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of the Constitution of

of Section 9, Paragraph 1 of Section 74 in conjunction with Section 28 and Paragraph 1 of Section 89 in conjunction with Section 28 of the Derivatives Act B.E. 2546 (2003), which contains certain

executive, together with their associates, i.e., (3) Lt. Gen. Anutat Bunnag and (4) Mr. Saran Lertcharoenwongsa. According to the investigative findings, there were facts and evidence suggesting that, during

campaign promoting financial literacy and consumer protection. The initiative aims to raise global awareness, in line with the SEC’s efforts to enhance financial literacy, improve technological knowledge

auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside

with the principles and the draft regulations. The SEC has therefore issued a notification specifying the amended regulations with the key points as follows:       1. Requirements regarding the check and