e-service Online Submission See canceled document Derivatives Dealer >> Licensing / Registration (Section 16)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  KorThor 12/2553 Determination of Undertaking not Deemed as a Derivatives Dealer   15/07/2010 01/08/2010 3. Notification

. 2546   18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses   23/11/2011 01/12/2011 3

e-service Online Submission See canceled document Derivatives Dealer >> Licensing   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and Exchange

TRANSLATED VERSION As of November 21, 2012 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference Notification of the

TRANSLATED VERSION As of September 1, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the

- ร่าง - (UNOFFICIAL TRANSLATION) Attachment to the SEC Office Notification No. Nor Por. 4/2561 List of the countries recognized by the SEC Office concerning supervisory measures on investment

The issuance of the notification is in response to the consideration that (1) digital asset traders should be informed about potential risks associated with the use of digital asset storage

The SEC has initiated an issuance of a notification stipulating rules, conditions and procedures for collecting, disposing, and distributing REIT assets, based upon the Notification of the Capital

follows:                    (1) Notification of the Securities and Exchange Commission No. Kor Thor. 25/2567 Re: Rules, Conditions and Procedures for Providing Services by Digital Asset Business