for shareholders to arrange an extraordinary general meeting themselves in accordance with Section 100 of the Public Limited Companies Act. The SEC has therefore recommended that POLAR shareholders

Community in 2015.??Listed companies are recommended to join e-Tax Invoice workshop in early 2013 by registering for the program with the Thai Listed Companies Association from now on. In addition, the SEC

view that all transactions were inappropriate and suggested SCAN shareholders not ratify the transactions. SCAN shareholders? meeting will be held on August 29, 2011.SCAN proposal for the ratification of

effectiveness as the one suggested by SEC.The process of KYC is an initial procedure that every business operators in the capital market need to perform in order to onboard customers in accordance with the

and found noise trading risks in trading of securities on the SET. The finding suggested that non-fundamental factors highly influenced the SET Index; trading volumes, for instance. Whilst, the market

recommended to deal with the said insufficiency;   (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard

. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or

) against offenders, including foreign platforms such as Binance* and Bybit Fintech Limited (Bybit)**Additionally, the SEC has suggested the investors withdraw their assets from those unlicensed platform

transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended

international standards on combating money laundering and the financing of terrorism & proliferation as recommended by the Financial Action Task Force (FATF), thereby removing Thailand from the blacklist of