The MOU with the AMLO aims to enhance collaboration for the benefit of preventing and suppressing money laundering with a focus on mutual sharing of information and agency-specific expertise. This
Term fund is highly popular among investors, asset management companies and commercial banks. As of the end of Q1/2019, the total net asset value was approximately 770,000 million baht and 96
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the
เป็นหนึ่งในกิจกรรมภายใต้โครงการ “Thailand and Sweden Sustainable Development Forum 2021” โดยได้กล่าวถึงบทบาทของ ก.ล.ต. ในการขจัดข้อจำกัดด้านกฎหมายที่ผ่านมาและพัฒนาช่องทางการระดมทุนผ่านตลาดทุนสำหรับ SME
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดเสวนาออนไลน์ หัวข้อ “Fraud : Prevention and Detection” เพื่อส่งเสริมให้ผู้ที่เกี่ยวข้องกับระบบการรายงานทางการเงินทำหน้าที่ของตนในการ
According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged
SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view
/starttogrow) for SMEs, Startups and interested public. The presentation and functionality of this microsite focus on the simplicity and nice-looking features and contains easy to understand contents. It is
Following the investor’s complaint and SEC’s further investigation, it was found that Somchai had committed wrongful acts against the investor’s assets. In so doing, he withdrew money from the