report (Form 59-2) to the SEC office on November 26, 2019 which means Mr. Santisuk failed to prepare and disclose the report within the period specified in the notification of the Capital Market
of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 73/2024 Dated 26/09/2024
the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 75/2024 Dated 26/09/2024
the SEC office on December 2, 2019. Which means Mr. Waroon failed to prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board SEC Act S
with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the
with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the
เปลี่ยนแปลงไปไม่ตรงต่อสภาพปกติของตลาด (False Market) ซึ่งเป็นการปฏิบัติไม่เป็นไปตามข้อบังคับของตลาดหลักทรัพย์แห่งประเทศไทย และตลาดหลักทรัพย์ฯ ลงโทษ ทำให้มีลักษณะต้องห้ามของบุคลากรในธุรกิจหลักทรัพย์ตามข้อ 3 (11
placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. In this
placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. In this
securities, and placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition