เสนอขาย หลกัทรัพย์ผ่านระบบคราวด์ฟันดิงตาม “แบบ CFD- portal” โดยจัดส่งในรูปของ MS Word file หรือ PDF file หรือ Excel file และส่งมาท่ี e-mail fintech@sec.or.th ภายใน 15 วันของเดือนถัดไปนับแต่วันส้ินไตรมาส
หลกัทรัพยผ์า่นระบบคราวด์ฟันดิงแลว้” หรือขอ้ความอ่ืนในท านองเดียวกนั 3. ให้บริษัทรายงานผลการขายหลกัทรัพย์ ตาม “แบบ CFD-issuer” โดยจัดส่งในรูป ของ MS Word file หรือ PDF file หรือ Excel file และส่งมาที่ e
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2011 shall be extended to 31 March 2012. Personnel in the capital market under the first paragraph shall file application for extension of approval with the SEC Office within 31 March 2012, providing
written request to the public prosecutor to file civil lawsuits against the nine offenders in the Civil Court to seek all applicable civil penalties at the maximum level as specified by law, namely the
SEC has remitted both amounts to the Ministry of Finance as public revenue. In the event that any offenders refuse to give consent to the civil sanctions, the SEC has the authority to file a lawsuit
businesses; (3) allow auditors working as an engagement partner of commercial banks to file an application for approval with the SEC Office, disregarding the requirement that such auditors have to perform
Attorney to file a civil lawsuit with the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions as prescribed by the SEA. ______________________ Note: All
civil sanction. However, if any offender declines to comply with the civil sanctions ruled by the Civil Sanction Committee, SEC will seek an assistance from Public Attorney to file a civil lawsuit with